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8.1 Примечания автора к статье (английский) Пользователь: Ordusofob (IP-адрес скрыт) Дата: 22, January, 2012 15:28 На всякий случай привожу полный список примечаний автора к этой статье (здесь пока ничего не переводил):
The Tasks of the SS Einsatzgruppen by Alfred Streim Translated by Henry Friedlander and Martha Humphreys. [motlc.wiesenthal.com] NOTES 1. The Chief of the Security Police and SS Security Service (Chef der Sicherheitspolizei und des Sicherheitsdienstes) in this capacity also headed the Central Office of Reich Security (Reichssicherheitshauptamt, or RSHA); Reinhard Heydrich occupied this position until his assassination in 1942; his successor was Ernst Kaltenbrunner, who was convicted and executed at Nuremberg. The RSHA combined the security police-Gestapo (political police) and Kripo (detective forces)-as a government agency on the state budget and the security service (foreign and domestic intelligence) as an SS formation on the Nazi party budget in one office. But for official purposes the office and its agencies, including the Einsatzgruppen, used the designation "Chief of the Security Police and the SD." The Einsatzgruppen thus received their directives largely from the RSHA, and RSHA personnel, both from the central office and from the local Gestapo and Kripo offices, formed the core of its personnel. For a brief history and explanation, see Henry Friedlander, "The SS and Police," in Genocide: Critical Issues of the Holocaust, ed. Alex Grobman, Daniel Landes, and Sybil Milton (New York, 1983), pp. 150ff. 2. See Alexander Dallin, German Rule in Russia, 1941-1945: A Study of Occupation Policies (New York, 1957); Gerald Reitlinger, The Final Solution: The Attempt to Exterminate the Jews of Europe, 1939-1945 (New York, 1953); Raul Hilberg, The Destruction of the European Jews (Chicago, 1961); Reinhard Henkys, Die nationalsozialistischen Gewaltverbrechen: Geschichte und Gericht (Stuttgart and Berlin, 1964). But see also Alfred Streim, "Zum Beispiel: Die Verbrechen der Einsatzgruppen in der Sowjetunion," in NS-Prozesse. Nach 25 Jahren Strafverfolgung: Moglichkeiten-GrenzenErgelmisse, ed. Adalbert Ruckerl (Karlsruhe, 1971), pp. 65-106. 3. For official use by the prosecution and courts of the Federal Republic, however, extensive analyses of the Einsatzgruppen had been completed in the early 1960s by the Zentrale Stelle der Landesjustizverwaltungen in Ludwigsburg; the results were accessible in mimeographed form to historians and were used by them (often cited in Krausnick and Wilhelm): Adalbert Ruckerl "Einsatzgruppen in Polen," 2 vols. (1963); Alfred Streim, "Das Sonderkommando 4a der Einsatzgruppe C und die mit diesem Kommando eingesetzt gewesenen Einheiten wahrend des Rufslandfeldzuges in der Zeit vom 22.6.1941 bis Sommer 1943" (1964, 350 pp.) 4. Krausnick and Wilhelm, Part 1, pp. 13-278: Krausnick, "Die Einsatzgruppen vom Anschlufs Osterreichs bis zum Feldzug gegen die Sowjetunion: Entwicklung und Verhaltnis zur Wehrmacht." 5. Krausnick and Wilhelm, Part 2, pp. 281-636: Wilhelm, "Die Einsatzgruppe A der Sicherheitspolizei und des SD 1941-42: Eine exemplarische Studie." 6. See, for example, Jurgen Forster, "Zur Rolle der Wehrmacht im Krieg gegen die Sowjetunion," in Aus Politik und Zeitgeschichte: Beilage zur Wochenzeitung das Parlament 45/80 (8 Nov. 1980); Christian Streit, Keine Kameraden: Die Wehrmacht und die sowjetischen Kriegsgefangenen, 1941-1945 (Stuttgart, 1978). 7. See, for example, Gideon Hausner, Die Vernichtung der Juden (Munich, 1979), p. 86; Gerald Reitlinger, The House Built on Sand (German ed., Hamburg, 1962), p. 129; Streit, Keine Kameraden, pp. 114f. 8. For a discussion of how German law has been applied to Nazi crimes, see Henry Friedlander, "The Judiciary and Nazi Crimes in Postwar Germany," SWC Annual 1 (1984): 27-44. See also Adalbert Ruckerl, The Investigation of Nazi Crimes 1945- 1978 (Heidelberg and Karlsruhe, 1979). 9. See Alfred Streim, Die Behandlung sowjetischer Kriegsgefangener im "Fall Barbarossa" (Heidelberg and Karlsruhe, 1981); idem, "Zur Eroffnung des allgerneinen Judenvemichtungsbefehls gegenuber den Einsatzgruppen," in Der Mord an den Juden im zweiten Weltkrieg: Entschlufsbildung und Verwirklichung, ed. Eberhard Jackel and Jurgen Rohwer (Stuttgart, 1985), pp. 107-19. 10. Zentrale Stelle der Landesjustizverwaltungen zur Aufklarung von NSVerbrechen, Ludwigsburg [hereafter cited as ZStL], 415 AR 1310/63 -E 32, Vol. XLV, pp. 8128ff. 11. See for example ZStL, 201 AR-Z 76/59, Vol. 2, pp. 330ff. (Gustav Nosske, Einsatzkommando 12); Vol. 6, pp. 65f. (Erwin Schulz, Einsatzkommando 5); Vol. 8, pp. 9ff. (Dr. Walter Blume, Sonderkommando 7a); Vol. 13, pp. 8058ff. (Ernst Biberstein, Einsatzkommando 6); Vol. 18, pp. 8667ff. (Dr. Martin Sandberger, Sonderkommando 1a); Vol. XLHI, p. 7763 (Dr. Franz Six, Vorkommando Moscow). 12. ZStL, 201 AR-Z 76/59, Vol. 9, pp. 136ff. (defense attorney for Erwin Schulz); Vol. 16, pp. 8394ff. (defense attorney for Otto Ohlendorf); Vol. 16, pp. 8390ff. (defense attorney for Gustav Nosske); Vol. 16, pp. 8387ff. (defense attorney for Ernst Biberstein). 13. ZStL, 201 AR-Z 76/59, Vol. 5, pp. 53f.; see also pp. 56ff.; Vol. 13, p. 8058. 14. ZStL, 201 AR-Z 76/59, Vol. 9, pp. 100ff (Erich Ehrlinger, Sonderkommando 1b); 202 AR-Z 7/59, Vol. 5, pp. 1008f. (Rudolf Batz, Einsatzkommando 2); 202 AR- Z 52/59, p. 509; 201 AR-Z 76/59, Vol. 11, pp. 7605ff. (Dr. Otto Bradfisch, Einsatzkommando 8); 202 AR-Z 73/61, Vol. 6, pp. 1580ff. (Dr. Alfred Filbert, Einsatzkommando 9); 201 AR-Z 76/59, Vol. 2, pp. 246ff.; Vol. 7, pp. 20ff. (Giinther Henn ann, Sonderkommando 4b); 201 AR-Z 75/59, Vol. 9, pp. 14ff., 111 (Dr. Erhard Kroeger, Einsatzkommando 6); 201 AR-Z 76/59, Vol. 12, pp. 7766ff . (Paul Zapp, Sonderkommando 11a). 15. ZStL, 201 AR-Z 76/59, Sonderband I, p. 172, Vol. 8, pp. 9ff . (Dr. Blume, Sonderkommando 7a); Sonderband I, pp. 174f., 415 AR-Z 1310/63-E32, Vol. XLII, pp. 7563ff. (Dr. Filbert, Einsatzkommando 9); 201 AR-Z 76/59, Sonderband I, pp. 171f., 207 AR-Z 14/58, p. 1887 (Karl Jager, Sonderkommando 3). 16. See for example ZStL, 201 AR-Z 76/59, Vol. 6, pp. 6944ff.; Vol. 7, pp. 17ff.; Vol. 11, pp. 76ff.; Vol. 14, pp. 8162ff.; Vol. 14, pp. 8173ff. 17. ZStL, 201 AR-Z 76/59, Vol. 9, pp. 100ff. (Ehrlinger, Sonderkommando lb); Vol. 2, pp. 246ff . (Herrmann, Sonderkommando 4b); Vol. 6, pp. 58ff. (Schulz, Einsatzkommando 5); Vol. 9, pp. 109ff. (Dr. Kroeger, Einsatzkommando 6); 201 AR-Z 76/59, Vol. 11, pp. 7605ff. (Dr. Bradfisch, Einsatzkommando 8); Vol. 7, pp. 27ff. (Nosske, Sonderkommando 12). 18. See for example Landgericht (LG) Darmstadt, Urteil gg. Callsen u. A., Ks 1/67, 29 Nov. 1968 [former members of Einsatzkommando 4a]; LG Munich 1, Urteil gg. Dr. Bradfisch u.A., 22 Ks 1/61, 21 July 1961 [former members of Einsatzkommando 81. 19. ZStL, Doc. Collection UdSSR, Vol. 401, pp. 270-71 (see "Ereignismeldungen UdSSR,- No. 10, 2 July 1941, Nuremberg Doc. NO-4534). 20. ZStL, Doc. Collection UdSSR, Vol. 401, pp. 263-69. 21. See below, n. 48. 22. Kommandeur Einsatzkommando 3, SS Standartenfuhrer Karl Jager, to BefehIshaber Einsatzgruppe A, SS Brigadefuhrer Dr. Walther Stahlecker, Kovno 10 Dec. 1941, facsimile reproduction in Ruckerl NS-Prozesse, appendix without pagination. 23. ZStL, 201 AR-Z 76/59, Vol. 6, pp. 58ff. (Einsatzkommando 5); Vol. 11, pp. 7605ff. (Einsatzkommando 8); Vol. 7, pp. 27ff. (Einsatzkommando 12). 24. See for example ZStL, 201 AR-Z 76/59, Vol. 9, p. 117 (officer with Sonderkommando 4a); 415 AR-Z 1310/63-E 32, Vol. XLIV, p. 7998 (Einsatzkommando 8); 202 AR 72/60, Vol. 1, p. 63m (Einsatzkommando 9); 202 AR-Z 96/60, Vol. 10, p. 3579 (Einsatzkommando 9); 415 AR-Z 1310/63-E 32, Vol. XLIII, p. 7830 (Sonderkommando 10a); Vol. XLIII, p. 7775 (Sonderkommando Ila). 25. See above, n. 22. 26. See for example ZStL, 204 AR-Z 269/60 (Sonderkommando 4a). 27. ZStL, Doc. Collection UdSSR, Vol. 401/11, p. 295. 28. "Ereignismeldungen UdSSR,- No. 63, 25 Aug. 1941, p. 6 (Nuremberg Doc. NO- 4538). 29. See for example "Ereignismeldungen UdSSR," No. 43, 5 Aug. 1941, p. 5 (Nuremberg Doc. NO-2949); No. 45, 7 Aug. 1941, p. 11 (Nuremberg Doc. NO-2948); No. 54,16 Aug. 1941, p. 17 (Nuremberg Doc. NO-2849); No. 63, 25 Aug. 1941, pp. 6f. (Nuremberg Doc. NO-4538); No. 89, 20 Sept. 1941, p. 15 (Nuremberg Doc. NO-3148); No. 92, 23 Sept. 1941, pp. 33, 42 (Nuremberg Doc. NO-3143); No. 106, 7 Oct. 1941, pp. 16f. (Nuremberg Doc. NO-3140); No. 107, 8 Oct. 1941, p. 18 (Nuremberg Doc. NO-3139). 30. Nuremberg Doc. PS-710. 31. See Krausnick and Wilhelm, Part 1, pp. 150-72 (Der Auftrag der Einsatzgruppen). Concerning the transmission of the order of destruction, it is noteworthy that Krausnick bases his argument primarily on testimony by former Einsatzkommando officers found in the application filed by the Staatsanwaltschaft in Hamburg to open prelin-dnary proceedings (Antrag auf Voruntersuchung) against Bruno Streckenbach (147 Js 31/63 f, 29 Dec. 1969, pp. 158-200). But there only those portions of the testimonies needed to substantiate the application are cited. If Krausnick had studied these testimonies in their entirety, as well as those by other Einsatzkommando officers, he would undoubtedly have reached different conclusions. For example, Krausnick uses Dr. Sandberger's testimony that the "Fiihrer order" was announced before the departure for the Soviet Union to bolster his thesis (Krausnick and Wilhelm, p. 161). But if one considers all of Sandberger's testimonies in proceedings involving Nazi crimes, one must reach different conclusions about his statements (see Streim, Die Behandlung sowjetischer Kriegsgefangener, p. 89). And in addition, Schulz of Einsatzkommando 5 reported the following concerning Sandberger: I met Dr. Sandberger frequently in the Zuffenhausen [internment] camp. There we were able to listen to reports about the Nuremberg trials on the radio. One day Sandberger came to me and declared with great excitement that he had just heard on the radio that Ohlendorf testified at the Nuremberg trial of the major war criminals that Streckenbach had passed on the Fiihrer order. But that cannot be true (Das stimme doch nicht). I also commented that I could not understand how Ohlendorf could make such a statement. I can no longer remember whether I also inquired at the time where and by whom he had been notified about the Fiihrer order. Later, in Nuremberg, Sandberger asked to speak to me: he had meanwhile been enlightened (he did not say by whom) that Streckenbach had after all passed on the Fiihrer order. Lapses of memory are certainly possible; perhaps even I could now remember that Streckenbach had passed on the Fiihrer order. To assure that all members would march in step at Nuremberg, Sandberger obviously wanted to persuade me to give false evidence (ZStL, 201 AR-Z 74/59, Vol. 6, pp. 8f.). In addition, Krausnick has cited the testimonies of former SS Sturmbannfiiihrer Ernst Ehlers to substantiate Dr. Sandberger's evidence. Ehlers was originally designated to be chief of Einsatzkommando 8; disturbed by the disclosure of the order of destruction, he asked to be relieved of his command and this request was accepted (Krausnick and Wilhelm, n. 289 on p. 161). However, Ehler's testimony was a defense maneuver (Schutzbehauptung); he was accused, as chief of the police section at the headquarters of Einsatzgruppe B, of having issued orders to the Einsatzkommandos to execute Jews (ZStL, 202 AR-Z 73/61): Ehlers had first been designated chief of Einsatzkommando 8, but prior to the departure for the Soviet Union Dr. Bradfisch took his place and Ehlers was appointed to headquarters. Ehlers believed that he had been "booted out" by Bradfisch. (Thus Dr. Filbert: 202 AR-Z 73/61, Vol. 6, p. 1583). The event that aroused his indignation at that time could later serve as a defense maneuver. 32. Staatsanwaltschaft Ulm, Ks 2/57, in Justiz und NS-Verbrechen 15: llff. See also Adalbert Rfickerl, NS-Verbrechen vor Gericht: Versuch einer Vergangenheitsbezvdltigung (Heidelberg, 1982), pp. 140ff. 33. Nuremberg Doc. L-180. 34. Thus Krausnick presented this argument in his presentation on the Einsatzgruppen at an international conference (Stuttgart, 3 May 1984) on the murder of the European Jews. The conference papers and discussions were published in abbreviated form (Der Mord an den Juden im zweiten Weltkrieg [see above, n. 91), but these remarks by Krausnick were not included. See instead Krausnick and Wilhelm, Part 1, p. 160. 35. Control Council Law No. 10 (20 Dec. 1945), in Trials of War Criminals before the Nuremberg Military Tribunals under Control Council Law No. 10, 14 vols. (Washington, 1950-52) 1: xvi-xix. 36. ZStL, 415 AR 1310/63-E 32, Vol. XLV, p. 8134. 37. U.S. Military Tribunal II, Case 9, United States v. Otto Ohlendorf and others, Official Transcript, German ed. pp. 316f. 38. ZStL, 201 AR-Z 76/59, Vol. 6, pp. 64f. (Schulz, Einsatzkommando 5); Sonderband I, p. 166 (Blobel, Sonderkommando 4a); Vol. 9, p. 34 (Dr. Kroeger, Einsatzkommando 6); LG Dilsseldorf, Urteil gg. Herrmann u. A., 8 Ks 3/70, 12 Jan. 1973, p. 115 (Sonderkommando 4b) [Hen IT arm testified, however, that this meeting had taken place in Winnizal. See also LG Dfisseldorf, Urteil gg. Karl Jung u.A., 8 1 Ks 1/66, 5 Aug. 1966, pp. 75-79 (former members of Einsatzkommando 5). 39. Nuremberg Doc. PS-3839. 40. The SS and Police Leaders thus directed the killing operations in the extermination camps. Auschwitz, where Himmler himself commissioned the camp commander Rudolf H6ss to undertake the mass killings of the Jews, was an exception; however, Hbss testified that originally Himn-der had wanted to commission a HSSPF, but had then changed his mind to avoid jurisdictional disputes (Hans Buchheim, SS and Polizei im NS-Staat [Diisseldorf, 19641, pp. 127f.) Further, in November 1941 Himn-der ordered the HSSPF Ruflland-Nord (formerly Ruflland-Siid) "to liquidate" the remaining Jews in the Reichskommissariat Ostland (ZStL, 201 AR-Z 76/59, Sonderband I, pp. 157f.). 41. See, for example, ZStL, 201 AR-Z 76/59, Vol. 16, p. 8384 (HSSPF North); 202 AR-Z 1319/62, Vol. 2, p. 526 (HSSPF Middle); 202 AR-Z 52/59, Vol. 4; p. 502ff . (HSSPF Middle); 201 AR-Z 76/59, Vol. 7, pp. 39ff . (HSSPF Middle); 213 AR 1897/66, Vol. 9, pp. 1932ff. (HSSPF South); 201 AR-Z 76/59, Vol. 7, pp. 6ff. (HSSPF South). 42. ZStL, 201 AR-Z 76/59, Sonderband 1, pp. 157f. 43. See, for example, Staatsanwaltschaft Bonn, Anklageschrift gg. Wilhelm Koppe [HSSPF Reichsgau Wartheland], 8 Js 52/60, pp. 177ff. (Polish intellectuals) and pp. 246ff. (euthanasia). 44. See, for example, ZStL, 110 AR 238/71 (Einsatzkommando Brussels); Staatsanwaltschaft beim. Karnmergericht Berlin, Anklageschrift gg. Dr. Werner Best, 1 Js 12/65 (RSHA), 10 Feb. 1972, pp. 831ff; Hans Buchheim, SS und Polizei, p. 76; ZStL, 107 AR-Z 640/63 (operations of the Security Police and the SS Security Service in Norway). 45. ZStL, 503 AR 702/67; Doc. Collection Verschiedenes, Vol. 133, pp. 433-34 (Einsatzgruppe E); 415 AR 1310/63 (Einsatzgruppe F); 502 AR 3818/65 (Einsatzgruppe G); 505 AR-Z 293/60 (Einsatzgruppe H); 124 AR 1553/64 (Einsatzgruppen K and L); 124 AR-Z 2/67 (Einsatzkommando Luxem- burg). 46. ZStL, 202 AR-Z 22/66; 202 AR-Z 294/59. See also Streim, "Verbrechen der Einsatzgruppen," pp. 65-106. 47. Hans-Heinrich Wilhelm, "Die Einsatzgruppe A der Sicherheitspolizei und des SD,- Ph.D. diss., University of Munich, 1980. 48. On pp. 649-54 Wilhehn provides us with charts listing the numbers, dates, and current location of these reports: 1) the "Ereignismeldungen UdSSR," issued from 23 June 1941 until 24 Apr. 1942 by the Chief of the Security Police and the SD, now located in Bundesarchiv (Koblenz) Record Group R58; 2) the "Meldungen aus, den besetzten Ostgebieten," issued from 1 May 1942 until 21 May 1943 by the Kommandostab of the Chief of the Security Police and the SD, also located in Bundesarchiv R58; and 3) the summaries issued simultaneously (22 June 1941-21 May 1943) as "Tdfigkeits- und Lageberichte der Einsatzgruppen der Sicherheits- polizei und des SD in der UdSSR,- now located in Politisches Archiv des Aus-wArtigen Amtes (Bonn), Inland 11g, 431 Russland: SD-Einsatzgru- ppen, Berichte 1941-42. Wilhelm also provides for each report the Nuremberg document number (available in the National Archives in Washington) and the library number assigned by the Institut hir Zeitgeschichte (Munich). 49. See, for example, ZStL, 213 AR 1901/66, Dokumenten-Band Il: Erfolgsmeldungen des Stabes ffir Partisanenbekdmpfung/Abwehr-Offizier undder Einheiten und Dienststellen des Armeeoberkommandos 11. 50. "Ereignismeldungen UdSSR," No. 106, 7 Oct. 1941, pp. 14f. (Nuremberg Doc. NO-3140). 51. Trial of the Major War Criminals before the International Military Tribunal, 42 vols. (Nuremberg, 1947-1949) 15: 329. 52. Krausnick and Wilhelm, Part 2, pp. 333-47. 53. ZStL, 204 AR-Z 269/60: Abschlussbericht der Zentralen Stelle in dem Verfahren gegen Kuno Callsen und andere, 31 Dec. 1964. 54. Quite soon after the war special interests in Germany pointed to the crimes supposedly committed by others, especially the Soviet Union, and used-without legal or factual justification-the slogan "balancing the accounts" (Aufrechnung). See, for example, Friedwald Kumpf, Die Verbrechen an Deutschen (Neustadt a.d. Weinstrage, 1950); works by Erich Kern, including Verbrechen am deutschen Volk (Gottingen, 1960). See also the relevant contributions constantly published in Deutsche SoldatenZeitung (Munich), National-Zeitung (Munich), and Deutscher AnzeigerFreiheitliche Wochenzeitung (Munich). 55. Ernst Nolte, "Vergangenheit, die nicht vergehen win: Eine Rede, die geschrieben, aber nicht gehalten werden konnte," Frankfurter Allgemeine Zeitung (6 June 1986). For similar arguments or arguments supporting Nolte, see Andreas Hillgruber, Ziviler Untergang: Die Zerschlagung des Deutschen Reiches und das Ende des europdischen Judentums (Berlin, 1986); Klaus Hildebrand in Historische Zeitschrift 242 (1986): 465-66; Joachim Fest, "Die geschuldete Erinnerung: Zur Kontroverse fiber die Unvergleichbarkeit der NS-Massenverbrechen," Frankfurter Allgemeine Zeitung (29 Aug. 1986). For views in opposition, see Wolfgang Malanowski, "Vergangenheit, die nicht vergehen will," Der Spiegel, No. 36 (1986): 66-70; Jdrgen Habermas, "Eine Art Schadenabwicklung: Die apologetischen Tendenzen in der deutschen Zeitgeschichtsschreibung," Die Zeit (18 July 1986); Eberhard J5ckel, "Die elende Praxis der Untersteller: Das einmalige der nationalsozialistischen Verbrechen ldfgt sich nicht leugnen," Die Zeit (19 Sept. 1986); Martin Broszat, "Wo sich die Geister scheiden: Die Beschw6rung der Geschichte taugt nicht als nationaler Religionsersatz," Die Zeit (3 Oct. 1986). 56. Malanowski, "Vergangenheit," p. 66. |